Non-Verbal
Communication
Enhances Witness Credibility
by Howard Varinsky
For the Defense
May 1992
As every experienced defense counsel knows, even the best cases
are sometimes lost when witnesses fail to communicate, or display
negative personality traits that diminish their credibility. Most
trial attorneys prepare their witnesses well on the facts, but do
not pay enough attention to the witness-jury interaction. Attorneys
must be concerned with how the witness will appear and relate to
the jurors and how the jurors, in turn, will react to the witness.
Frequently,
attorneys may recognize that a particular witness is likely to
have a negative impact on jurors, but do not have the knowledge
or skills necessary to effect the desired changes in the witness's
behavior on the stand.
This article
deals with the importance of the non-verbal and unconscious information
and impressions that witnesses broadcast to jurors. In addition,
it explains how to adequately prepare a witness to ensure that
all dimensions of his communication¾ both verbal and non-verbal¾
support and reinforce his oral testimony.
Take the
case of Marjorie Hines, a 55-year-old manager of a large Northern
California apartment complex, who was the key defense witness
in a housing discrimination lawsuit filed against a property management
firm on behalf of a group of African-Americans who claimed she
had refused to rent to them. Before Ms. Hines testified, defense
counsel carefully reviewed her deposition with her and discussed
the key issues involved in her upcoming direct and cross-examination.
What defense
counsel failed to take into account, however, was how Ms. Hines
would "project" to the jurors and how they would respond
to her. On the witness stand, she found herself in an austere
and unfamiliar environment, subject to rules, procedures and expectations
about which she knew nothing. Moreover, she was the center of
attention. In this uncomfortable setting, Ms. Hines became anxious
and, to compensate, strident.
The plaintiff's
lawyer, a skilled cross-examiner, used every trick in the book
to make Ms. Hines come across as a racist. He asked flurries of
questions without waiting for answers and interrupted her in the
middle of explanations. He made frequent sarcastic comments and
successfully led her into traps. To make matters worse, Ms. Hines
believed that she would benefit by trying to "sell"
her case to the jury; she made such statements, "I always
rent to 'them'," "I don't treat 'them' any differently
than any others," and "I don't know what 'they' want."
She did everything but state that some of her best friends were
black!
The result?
The case was lost because the witness was not credible. She projected
a racist attitude to the jury.
The mistakes?
Ms. Hines' lawyer was much too narrowly concerned with developing
her factual testimony, and did not adequately anticipate or understand
the impact her personality would have on the jury. He knew she
had some credibility problems, but thought the best way to deal
with them was to thoroughly prepare her on the facts. In other
words, he helped her review and develop her testimony, but not
the image she needed to project to the jury.
The remedy?
Work with the witness on the non-testimonial aspects of his or
her court appearance. Recognize the witness’s image and
personality traits, and how they might need to be modified to
project to the jury a positive image that will reinforce his verbal
testimony. This approach involves aspects of communication theory,
counseling skills, behavior modification, and video feedback techniques.
It combines a skilled consultant and trial attorney working together
to get the witness ready to face the jury with confidence, authority
and credibility on all levels.
The
"Aura of Credibility"
Since
jurors are not experts or percipient witnesses, they base their
opinions of witnesses entirely on their perception of them and
the manner in which they testify. Trial lawyers should remember
that the message being conveyed to a jury is much more than simply
what a witness says, but also everything the jurors see, hear,
and perceive about him, or her, consciously and unconsciously.
Everything¾ attitude, mannerisms, tone of voice, testimony,
dress¾ comes together to form a juror's total picture,
or "gestalt," of each witness.
Why do jurors
believe one witness rather than another? The author’s conclusion,
based on hundreds of post-verdict interviews, is that jurors make
up their minds on who to believe based on what is called a witness's
"aura of credibility." This aura of credibility can
be broken down into six components: (1) relaxation; (2) self-confidence;
(3) mastery of the material; (4) effective communication skills;
(5) emblematic congruence, and (6) character trait projection.
The first
four components are self-explanatory. "Emblematic congruence"
is the image¾ conscious or unconscious¾ that automatically
comes to mind whenever we think of specific occupations or types
of people. For instance, when we say airline pilot, similar or
universal images come to people's minds. The same applies to the
image of a construction worker, an academic, an engineer or an
Army general.
"Character
trait projection" refers to the primary trait or personality
characteristic a witness must project to complement, enhance and
reinforce his oral testimony on the stand. For example, depending
on the witness, you may want your witness to project the trait
of being alert, trustworthy, savvy, or detail-oriented.
A trained
professional with speech communication and clinical skills should
be able to diagnose which components of a witness's aura of credibility
need improvement. Working with defense counsel, such a consultant
can help the witness recognize and change the problematic behavior.
The goal is to enhance, rather than diminishes, his credibility
on the stand. In most cases, a few sessions can noticeably improve
almost any witness's performance and, therefore, the chances of
winning at trial.
Preparing
The Witness For Trial
The
preparation process begins once the witness has familiarized himself
with his deposition testimony. Defense counsel, witness and consultant
meet for a practice session. The attorney begins by asking questions,
in the same manner he would use at trial; the witness answers.
As the witness and attorney pursue this mock examination, the
consultant watches and evaluates the six components of the witness's
aura of credibility (listed above). Here are the sorts of questions
the consultant will ask himself as he observes the witness:
What is
the witness projecting to the jury about himself?
How
will the jurors react to him?
Is he credible?
Would the jurors buy a used car from him?
What are
the impressions and personal characteristics he needs to convey
to reinforce the thrust of this oral testimony?
What is his personality type and style of communicating? Is
he clear, confusing, defensive, weak or strong?
Does he have the ability to maintain his presence of mind during
cross-examination?
Is the imagery of his analogies universal?
What do his body language, posture, gestures, mannerisms and
attitudes project to the jurors?
Does he convey self-confidence and belief in himself and his
testimony?
Are the impressions and emblem he is projecting congruent with
his testimony and his role in the trial?
The mock
examinations are videotaped as a key part of the preparation process.
The tapes are used to help the witness objectively observe himself
as he answers practice direct and cross-examination questions.
Video is a powerful tool in the learning process because it allows
us to see ourselves as others do. Videotape feedback gives the
witness a candid third-person perspective of how he will appear
to the trial jurors.
After working
for ten or fifteen minutes without interrupting or correcting
the witness, the consultant should stop action and play back the
tape. As he does so, he will point out the problematic behavior
and discuss why it is ineffective. He will then give specific
advice for conduct modification. The mock examination by the attorney
and the recording then resumes. This sort of practice continues
until all three persons are satisfied. Finally, the witness will
review the videotape of appropriate behavior so he can see and
understand why it is more effective.
The witness
should practice the correct behavior until the attorney and the
consultant are sure that the witness can maintain it under stressful
and hostile cross-examination. Two or three practice sessions
are usually needed to adequately prepare most witnesses. This
repetition, although tedious, serves two purposes: it "grooves"
the appropriate behavior and, therefore, fosters self-confidence
on the witness stand.
The point
of all this preparation is to align the witness’s characteristics
and behaviors so that they will complement and support the factual
content of his or her testimony. This naturally makes the testimony
much stronger, since the non-verbal messages broadcast to the
jurors reinforce and confirm the verbal testimony.
At various
times during the mock examination/taping process the witness should
watch the videotape with the sound turned off. This practice technique
does away with the necessity of having to pay attention to the
flow of conversation and makes it easy to see the impressions
we unconsciously broadcast to others.
Attorneys
commonly make the mistake of overloading and overwhelming a witness
with a critique of everything he is doing wrong and how he should
correct it. Instead, begin with an example of problematic behavior
the witness can readily see and comprehend, since learning for
all of us happens progressively. Also, explain the importance
of the elements of credibility during the first practice session,
so both teacher and student share a common vision of the desired
outcome.
Mock
Trial
A
focus group or mock trial is an effective way to get typical juror
reaction to your witness. It also gives the witness a chance to
experience the anxiety of testifying in front of a live jury,
so he will be much more relaxed later in front of the actual trial
jury. Additionally, it provides an opportunity for the witness
to experience and deal with the terrors of cross-examination.
The attorney
should ask one of his or her colleagues, who the witness does
not know, to conduct the cross-examination during mock trial.
Realistic cross-examination by a stranger, rather than the lawyer
who he knows and trusts, will give a better idea of how he holds
up under pressure. It also teaches the witness how to recognize
and deal with cross-examination techniques that are intended to
confuse and discredit; this should help to build his sense of
self-confidence. If a focus group or mock jury is economically
infeasible, assemble some co-workers in the conference room as
an informal jury. If possible, record this session on videotape
for later use as a teaching tool.
In a recent
acquaintance rape case, the defendant, who had too much to drink
claimed that the plaintiff had consented to having sexual relations
with him. There was insufficient evidence to file criminal charges,
so the plaintiff chose to go the civil route, claiming battery
and infliction of emotional distress.
A focus group
was conducted to identify and, if possible, provide remedies to
specific problems with the defendant’s personality, one
of which was the negativism. After the defendant testified, the
mock jury described him as "arrogant" and "sexist."
They noted that he denied being an alcoholic and showed no remorse
for having betrayed his wife.
Although
the defendant had a strong case on its merits, the mock jurors
confirmed the suspicion that the defendant’s problematic
personality traits negated the believability of his testimony
and gave the opposite impression to the jury.
After viewing
the videotape and seeing how the mock jurors reacted to him, the
defendant took their feedback to heart and came across more positively
at trial. This feedback may have hurt his feelings and his ego,
but on the other hand, it caused him to see himself more realistically.
During his trial testimony, he was humble and displayed no signs
of arrogance or male chauvinism. He admitted that he was an alcoholic
and expressed sorrow for hurting his wife. Ultimately, the jury
came in with a defense verdict.
Improving
the Aura of Credibility
Character
Trait Projections. A witness’s personality type can lessen
the positive impact of his testimony if it projects an incorrect
and misleading image to the jury. One aspect of the consultant's
job is to help witnesses learn how to project the personal characteristics
that are congruent with and support the content of their testimony.
Here is an
example. In a bad faith case, the key witness, a claims adjuster,
was by nature passive, laid back and soft-spoken. The issue was
whether the adjuster should have inspected the electrical wiring
located three floors below the floor of he office building where
a small fire had occurred. The defense contended that the adjuster
had no reason to inspect the wiring since the fire was confined
to one office and had not travelled to the floors below.
The key characteristics
the claims adjuster needed to project to the jury were his alertness
and his eye for detail. Unfortunately, his laid-back personality
conveyed the opposite impression. This was pointed out to him
in the practice sessons, using videotape critique. He understood
that he needed to speak more forcefully and authoritatively. The
adjuster learned his lessons well and was very effective on the
stand. His strong, self-confident testimony caused the plaintiff
to cave in and settle the claim for a much lower figure than he
originally sought.
Emblematic
Congruence. Every witness has a particular "emblem,"
e.g., authority figure, engineer, housewife, academic, entrepreneur,
skilled surgeon, etc. A witness may lose credibility if his appearance
or behavior is not emblematically appropriate or congruent with
the nature of his testimony and his part in the trial.
A female
professor sued her employer, a major university, claiming that
their denial of her tenure was based more upon her age, seniority
and high salary than on her "lack of academic achievement."
The university’s primary witness, her department head, arrived
at his deposition wearing a three-piece, pin-striped, navy blue
suit. He looked like a successful corporate executive.
In the trial
of this particular lawsuit, a bottom-line-oriented business executive
was the last image the defense would want to project. His appearance
was emblematically incongruent and reinforced the plaintiff's
claim that he acted as a hard-nosed businessman, cutting costs
by getting rid of older, higher-salaried professors, in favor
of lower-priced, entry-level instructors.
The essential
characteristic that the department head, as the defense’s
chief witness, needed to project was professorial. He was urged
to exchange his three-piece navy blue suit for a tweed jacket,
thus conveying the image of an academic rather than a businessman.
This more appropriate image solved the potential problem that
his appearance would diminish his credibility as a university
department head. This tactic contributed to the ultimate defense
verdict.
Communication
Skills. Frequently, witnesses need to learn how to communicate,
to help the jury follow and understand the testimony. Great communicators
are usually excellent persuaders: when speaking to a group, they
have the unique ability to establish a personal connection with
every person in their audience. Ronald Reagan is a master of this
technique, which is why he was called the "great communicator."
Fortunately, these skills can be taught.
The attorney
and the consultant should explain to the witness the necessity
of clear communication and the importance of a "feedback
loop;" the latter is the signals¾ verbal and non-verbal¾
that the receiver of a message sends back to the communicator.
For example, while speaking, the communicator watches the receiver's
face to see if he is being understood, noticing whether the receiver
is nodding in understanding or saying something like, "yes"
or "uh huh." If the receiver looks confused, the communicator
repeats the explanation¾ again watching to see if the message
is being understood.
Witnesses
should be urged to follow the "feedback loop" technique.
If they do, they are bound to make a more positive impact on jurors
than those who do not. If this is inconvenient for the witness
to do, the examining attorney should certainly be watching the
jury’s faces.
Body language
and non-verbal communication also have an impact on credibility.
Fidgeting, for example, or folding arms in front of the body,
communicate impressions that are incongruent with self-confidence
and certainty. On the other hand, relaxed gestures¾ sitting
up straight, leaning slightly forward, and making eye contact
with the jurors¾ enhance credibility.
Cross-Examination.
From the witness's perspective, cross-examination is difficult,
anxiety-producing and unfair. It pits a trained infighter against
a novice. Witnesses should expect opposing counsel to use tactics
to frustrate, confuse and entrap them. They must learn how to
deal with hostile questions, interruptions, abrupt changes of
subject, sarcasm, and derogatory comments.
With a few
hours of practice, education and role-playing, most witnesses¾
lay or expert¾ can learn how to stay in control, remain
composed and deal successfully with cross-examination techniques.
Conclusion
It
is important to keep in mind that jurors view trials as storytelling,
as drama. All of the witnesses, including litigants, play certain
roles and parts in the story and must be evaluated and prepared
with these roles and parts in mind.
In an ideal
world, the good guys always prevail and truth needs no window
dressing. Unfortunately, in the real world, image often replaces
substance and is frequently more persuasive to jurors than integrity
alone.
Defense counsel
have much to gain from paying closer attention to the unconscious
and non-verbal communication their witnesses unwittingly broadcast
to jurors. Helping witnesses develop these aspects of their communication
will considerably enhance their credibility at trial.
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