Building
a Better Witness
by Howard Varinsky
Defense Comment
Spring 1998
Is there a trial lawyer alive who hasn’t had a witness that,
in one way or another, just didn’t "get it?" Or
who wanted to pull a floundering witness off the stand and testify
for him? Every litigator has had the experience of watching a blundering
witness drag down an otherwise winnable case. Unfortunately, no
matter how effective their opening statement or closing argument
may be, trial lawyers are completely dependent on their witnesses’
credibility. In fact, studies show that the single greatest factor
in juror decision-making is witness testimony. Having
conducted thousands of focus groups and post-verdict interviews,
jury consultants have learned a great deal about how jurors perceive,
evaluate and react to witnesses. We’ve also learned exactly
what jurors need from witnesses to respect, believe and identify
with them. Witness performance can be tremendously enhanced if
standard preparation¾ the review of facts and answers to
questions¾ is combined with some simple psychology; and
understanding of human nature. Trial attorneys are amazed by the
transformation of ineffective witnesses when these principles
are applied.
Most attorneys
lack the necessary skills to work with witnesses because they
lack the psychological training or the empirical knowledge of
how jurors evaluate witnesses. They accept substandard performances
from their witnesses because they simply don’t know how
to successfully intervene. In our experience, nearly all witness
problems can be resolved by providing witnesses with the insight
and tools they need to improve performance at trial.
Understanding
the Terrain
Witnesses
perform better when they understand the terrain¾ by learning
the rules and culture of the courtroom, and by knowing what each
side is attempting to achieve during direct and cross-examination.
Like anyone else, witnesses need to have a sense of control in
order to do their best work. Simply reviewing their testimony
is not enough. Teach witnesses that testifying involves two separate
and distinct crafts or skill sets¾ one for direct and one
for cross-examination.
Direct
Examination: Using Teaching Techniques
The
skills involved in testifying on direct differ from those needed
in cross-examination. Witnesses need to understand that direct
testimony requires them to explain their facts to the jurors.
Research shows that witnesses who communicate as teachers are
more positively received by jurors than witnesses who don’t
To teach
and communicate facts effectively, witnesses need to face jurors,
speaking to them the same way they would explain something to
a familiar group such as they sometimes do at work, home or in
social situations. When working with witnesses, have them imagine
they are sitting at their own kitchen table talking to a group
of friends. If they can access the same communication skills they
use in such a familiar environment, they will be much more comfortable
on the stand. They need to employ their own language and vocabulary
in presenting this information. Witnesses who are scripted or
told exactly what to say by their lawyers often make mistakes
or are perceived by jurors as rehearsed. When they use their own
words to tell their story, they are more likely to answer with
confidence and consistency. (Editor’s Note: ‘See "Trial
Classics," by John Hourihan, on page 31 of this issue for
an historic example of rehearsed testimony gone sour.’)
Research
on the components of witness credibility has taught us that the
major concern of jurors during direct testimony is whether the
witness can look them in the eye when testifying. We have heard
thousands of times that jurors did not like a particular witness
because that person had little or no eye contact with them. This
is a basic human reaction; all of us judge a person’s credibility
by noticing whether they can look us in the eye while speaking.
Jurors are
also very sensitive to witness testimony that is perceived as
manipulative. Bring to the witness’ attention any behavior
that involves selling or ingratiating themselves to the jury,
as well as any attempts at acting. Jurors pick this up¾
consciously or unconsciously¾ and react negatively to it.
The trial attorney is the salesperson, not the witness. Anything
that interferes with a clear, straight recitation of the facts
negatively impacts a witness’s credibility.
Cross-Examination:
Understanding It’s All Technique
Putting
a lay person onto the stand with a skilled cross-examiner is analogous
to putting him into a boxing match with a prizefighter. The hapless
victim in the ring would have no idea of the feints, jabs, punches
and combinations the boxer would throw at him. In essence, he
would be a sitting duck. The same is true on the witness stand.
Cross-examiners score points by using refined technique on unsuspecting
witnesses. When witnesses are taught to be aware that EVERYTHING
the cross-examiner does is simply technique, they are far more
effective on the stand. It is important to explain to witnesses
that the cross-examiner is attempting to control them at all times;
that he or she has no intention of letting them tell their story,
and that the cross-examiner’s main purpose is to make the
witness look like a liar, cheat, fool or someone who is mistaken
or has memory problems. Witnesses must learn how to deal with
hostile questions, interruptions, abrupt changes of subject, sarcasm
and derogatory remarks. Prepare witnesses to respond to compound
statements and questions, attempts at controlling the pace, traps,
and "gotcha’s."
Train witnesses
to keep their eyes on the cross-examiner at all times and be aware
of what he is attempting to do. Witnesses must learn that trial
lawyers use techniques to command the interaction and use wordcraft
to misconvey and mischaracterize fats to the jury.
The witness
must be taught how to stand up for himself and respectfully defuse
the cross-examiner’s tactics. For example, in the William
Kennedy Smith case, one of the first questions the prosecutor
asked after Smith’s direct testimony was whether Smith expected
the jury to believe the story he had just told. Smith simply¾
and very successfully¾ replied: "It’s not a
story, it’s the truth."
It’s
imperative to teach witnesses how to deal with the sub-textual
messages built into the cross-examiner’s statements and
questions before dealing with substance, much like Smith did in
the above example. It is also crucial that witnesses do not try
to convince the cross-examiner of the facts or get drawn into
a dispute with the attorney that appears competitive or immature.
Jurors view such behaviors as defensive, which is damaging to
witness credibility.
Teach
Witnesses to Take Control
Witnesses
often do not know they have the right to review documents or ask
for clarification, and that they can control and slow the pace
by taking a drink of water, or by asking for a restatement of
the question. In short, the witness should be prepared so that
he or she can sit poised in the witness stand without being unnerved
by anything the cross-examiner says or does. It is a joy to watch
witnesses who feel confident that they can successfully manage
anything the cross-examiner throws at them. This confidence communicates
to a jury.
The
Hidden Rulebook
Witnesses
invariable operate under an invisible set of rules when on the
stand: "When I sit here, I will give up most, if not all,
of my personal power and will relate and react as if placed in
a mental straight jacket." They envision the judge as a domineering
authority eager to suppress any self-assertion by the witness.
Witnesses
need to know that there are no rules requiring them to be passive
and that the judge is not concerned with how they respond to the
cross-examiner or how they present their testimony. Teach them
that the judge’s purview is in making legal decisions and
acting as a legal referee¾ not in controlling how they
answer on the witness stand.
Witnesses
react to these inaccurate fantasies of courtroom rules and commandments
as if they were written in stone. Point out the passive behavior
that stems from following these imagined rules. The indications
of this invisible rulebook is obvious during cross-examination
practice.
If your witness
is having trouble defending himself during the cross, ask him
if he would be relating the same way if he was sitting at his
kitchen table and someone was trying to verbally beat-up on him
in front of others. How would he handle it?
Ask why he
reacts so differently with the same dynamic when it occurs in
a courtroom? Show him how the unconscious "rulebook"
in his head prevented him from taking care of himself the way
he would in a natural situation.
Once a witness
realizes that these rules do not exist in reality, a sense of
liberation occurs. It is wonderful to watch the metamorphosis
when a witness realizes he doesn’t have to hang his personal
power at the door when he takes the stand. This knowledge and
feeling of freedom increases a witness’s confidence and,
consequently, credibility.
Dealing
With Unreachable, Unmanageable Witnesses
There
is no such thing as a witness who can’t be helped.
This concept
is more a reflection of the lawyer’s anxiety than of any
particular witness. Everyone is reachable in some way; therefore
it is always worth a try. The few witnesses who have been truly
inaccessible fall into the category of severely disconnected or
mentally impaired.
Putting
It Into Practice
A
recent witness preparation case in the Deep South provides a good
example of the multiple problems that can occur with witnesses
in trial.
In this case,
the defense lawyers were convinced that their witness¾
a local blue-collar sales agent¾ was so bad that he reeked
of guilt. They felt that nothing could be done with him. To the
attorneys’ surprise, however, it took only one two-hour
prep session to turn this witness around.
Sitting around
the conference table with two attorneys, the witness was quiet
and inarticulate, answering cross examination questions with barely
audible "Yes, sir’s" and "No, sir’s.
" Besides being passive, he was clearly not a verbal personality
type. He consistently deferred to the attorneys and seemed overwhelmed
by the legal environment. He appeared intimidated by highly educated
professionals in a system that demands verbal proficiency, and
the resulting anxiety interfered with his ability to communicate
and defend himself in a courtroom situation.
This witness
was also confused in that he never expected that cross-examiners
would be so hostile and manipulative. He was operating under the
assumption that the lawyers would all be considerate and that
everyone involved was interested in justice prevailing. Once he
realized that it was truly an adversarial system and that each
lawyer was out to win for his respective clients, he began to
understand the nature of the game.
This witness
needed someone to recognize what was happening and educate him
on the "rules of the game." Because the lawyers were
unable to correctly diagnose the reason for his problematic behavior,
they became exasperated, dismissing him as a "dumb cracker"
who would make a poor witness.
After training,
however, this witness realized how his anxiety and behavior stemmed
from his unfamiliarity with courtroom procedures. It was then
possible to build his confidence by helping him learn how to testify
more effectively.
This was
not accomplished all at once. The witness’s sense of achievement
was built up slowly; by addressing one problem at a time, letting
each new insight influence how he would deal with successive questions.
By educating him in this manner, his perspective was altered,
which then changed how he dealt with the situation. The witness
also learned how his deference to educated, professional people
caused him to be intimidated by them. He then understood how this
intimidation would be interpreted by jurors as a sign of guilt
and how it also prevented him from defending his own version of
events.
By the end
of the two-hour session this individual was forceful when needed,
dealt effectively with a variety of cross-examination techniques,
and stood up for himself very well. The attorneys never thought
this could be accomplished. They thought he was a lost cause.
Making
the Time to Win Your Case
Trial
attorneys are often too overloaded to take the added time to prepare
witnesses the way each witness needs to be prepared. Yet the approach
described above does not add much time to overall trial preparation.
The issue is switching the perspective while working with witnesses,
not necessarily adding additional time.
When you
prepare a witness from a psychological standpoint as well as reviewing
facts, it cuts directly to the source of problems and makes the
process more gratifying to all involved. Approaching witness preparation
from this perspective gives litigators a powerful trial preparation
tool, as well as a better result in the court room.
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