Directing
Voir Dire
Real jurors elude stereotyping. Reliance on accepted
but untested assumptions can be fatal when individuality is ignored.
by Howard Varinsky
The Recorder
April 1992
Although most attorneys go to trial thoroughly prepared, hardly
any time is spent preparing for the voir dire portion of jury selection
before trial begins. Instead, many attorneys rely on juror stereotypes
passed down from generation to generation of trial lawyers. Although
stereotypes can be a good starting place, trial lawyers should never
depend on them, since their case might well call for a different
jury profile. Every case should be looked at individually and analyzed
with respect to voir dire preparation.
Obvious Problems
Reviewing
the typical stereotypes, personal injury lawyers usually look for
liberals, minorities and less educated, working class people, whereas
insurance defense lawyers prefer those who are conservative, better
educated, have higher incomes and managerial or executive responsibility
in the workplace. In criminal cases, prosecutors like traditional
law-and-order, conservative types, while defense attorneys look
for minorities and liberals. This is because minorities are thought
to distrust police and be cynical about the criminal justice system,
and liberals tend to empathize with the underdog and champion the
rights of defendants.
These stereotypes
work much of the time. However, in some cases they don't. The
recent William Kennedy Smith date rape case provides an excellent
example. The jurors were all older, educated, religious, conservative
and traditional. Normally, this type of jury is a prosecutor's
dream, and the prosecutor, Moria Lasch, most likely was very pleased
with the types of people eventually seated as jurors.
In a date
rape case, however unfortunate, the victim is also on trial. The
woman's sex life, the way she dresses and even her underwear is
brought in as evidence. In the Smith case, the alleged victim,
Patricia Bowman, went to a singles bar alone, went to the home
of a man she had just met late at night, made out with him on
their first date, and then accused him of raping her.
In this case,
it would have been difficult to get an acquittal with the stereotypical
criminal defense jury. This is because liberals would be angry
about the defense tactic of putting the rape victim on trial,
and minorities would not be able to identify with Smith because
of the tremendous social distance between them.
The defense
team did their homework. They analyzed their case, hired a jury
consultant who did surveys and focus groups, and learned that,
in this type of case, the normal stereotypes are reversed. From
its analysis, the defense learned that traditional prosecution-oriented
jurors tended to view the woman's behavior as promiscuous and
had a difficult time envisioning a white professional -- Kennedy
or not -- as a criminal type.
The prosecutor
obviously did not think her case through. Unlike the defense,
she did no voir dire preparation. Rather, she relied on the typical
prosecutor's jury profile, thereby giving Smith twice the number
of challenges he normally would have received.
Entering the Lists
The
first step in voir dire analysis is to make a list with three
columns. In the first column, the attorney should summarize major
issues in the case, case theme or theory, case strengths and weaknesses,
themes to be stressed in the closing argument, profile of the
client, profile of the opposing party or victim, and a description
of the key witnesses and their testimony.
In the second
column, the attorney should describe the types of jurors who would
be most favorable to his side of the case with respect to each
component of the case outlined in the first column. The types
of jurors who would be unfavorable are then listed in the third
column.
In considering
types of people who will be favorable or unfavorable to the case,
an attorney should analyze demographics, personality types, attitudes,
values and life experiences. In terms of demographics, look at
age, ethnic background, occupation, social class, life-style and
politics. Pesonality types that should be considered include whether
a prospective juror is authoritarian, conformist or non-conformist,
liberal or conservative, detail oriented, loose or rigid, giving
or ungiving, warm of cold.
In addition,
attorneys need to identify two critical predispositions in each
prospective juror that can significantly distort and affect a
juror's judgment in a particular case. These predispositions come
in two categories: generic and idiosyncratic.
A generic
predisposition is a generalization of feelings or attitudes toward
a whole class of people. For example, in a personal injury case,
prejudice against plaintiffs or personal injury attorneys is a
generic predisposition that must be identified. In a criminal
case, lawyers must identify which of the jurors are deferential
to authority, since these people almost always side with the prosecutor.
An idiosyncratic
or individualized predisposition is a specific reaction triggered
by some unique quality of the case. In the Smith case, for example,
the idiosyncratic belief involved attitudes towards sexual permissiveness.
The Questioning Process
Once the
analysis is complete, attorneys must design the questions to be
asked of the prospective jurors during voir dire. All too often
during jury selection, the questions asked are boring, repetitive,
serve no purpose and reveal nothing about a juror's biases or
how he will feel about issues in the case. The limitations that
have been placed on attorney-conducted voir dire during the last
few years are, unfortunately, well deserved, because attorneys
consistently have abused voir dire by wasting too much time.
Most cases
can be reduced to four or five essential questions that will elicit
information from prospective jurors about how they think and feel
about issues pertinent to the particular case and whether they
would be prejudiced in one way or another. For example, in the
Smith case, only a few general questions were necessary:
* What do
you think about the Kennedys?
* Do you
approve of women who go to singles bars alone? Do you think it
is acceptable behavior?
* What about
women who go home with a man they just met? Do you approve or
disapprove? Why?
These questions
don't come out of thin air; they are the result of a methodical,
thorough case analysis. Selection of these few key questions can
best reveal how individual prospective jurors feel about the philosophical
issues that will affect their deliberations in the specific case
at hand.
Into Focus
If
a case involves inflammatory or divisive issues, has engendered
media publicity, or involves a well-known client, a community
attitude survey may be useful to measure community sentiment and
how various segments of the community will view the case. They
also provide an opportunity to test several themes and theories,
so attorneys can get a preview of community reaction to alternative
strategies. The pretrial juror questionnaire is an effective,
time-saving tool to gather needed information, as a detailed,
accurate portrait of each prospective juror emerges from how they
answer written questions.
Pretrial
juror questionnaires produce significantly more honest responses
than can be obtained from oral voir dire alone. Peer pressure,
the perception of the judge as an authority figure, and the instinctive
need to be accepted make prospective jurors less candid when sharing
their personal views in open court than when answering questions
privately. Such privacy is essential in probing sensitive or controversial
issues such as any personal or family history with alcohol or
drug abuse, and attitudes toward sexuality.
The more
difficult, and important, the case, the more sophisticated techniques
that can be used. Focus groups are a means to "test-drive"
case strategy and preparation, and provide an analysis of how
different types of jurors react to the specific facts of an individual
case. For jury selection purposes, analysis of focus group data
also provides a list of favorable and unfavorable juror traits
so intelligent use can be made of peremptory challenges.
Focus groups
are similar to the market research studies manufacturers and advertisers
use to measure consumer reaction before marketing their products.
A group consists of 12 to 14 people who are chosen to approximate
a typical jury in a particular trial venue. Panel members complete
a questionnaire on their demographics as well as their values
and attitudes relating to case issues and problems. Both sides
of the case are argued to the panel; attorneys observe the panel's
deliberations, and then question the panel members extensively
as to why they voted as they did, and what could have changed
their votes.
The challenge
of voir dire is getting to know each juror as intimately and thoroughly
as possible in a very short time.
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