Trial
Myths and Misconceptions
by Howard Varinsky and Paulette Taylor
California Litigation
Volume 15, Number 1 - 2002
The
field of trial practice is fraught with mythology about how jurors
think and react. When social scientists first came into the field
of jury consulting 20 years ago, they often heard lawyers make
such statements as, “ if the trial goes on too long, the
jurors will hold it against us.” After conducting hundreds
of post-verdict interviews, it became clear that jurors in fact
never associated a lengthy trial with one side or the other. They
blamed the system, rather than the plaintiff or defendant.
Over time,
empirical research demonstrated that many of the beliefs about
jury behavior that attorneys cherish actually are not true. They
are not based on observations or discussions with jurors about
their thought processes, other than an occasional chat with a
juror after trial, which in no way should be confused with scientific
research. Instead, these beliefs are based on law school lore
and myths passed down in practice from partner to associate. Reliance
on this widely accepted legal folklore of long-forgotten origin
can lead to poor decisions in preparing a case for trial and may
result in an unwelcome jury verdict.
After
two decades of talking with jurors and conducting research to
understand jury behavior and decision-making processes, this article
is an attempt to identify and disavow some of these widely held
myths and misconceptions, which too often interfere with the trial
lawyer's goal of making his or her case as persuasive as possible
to jurors.
Voir
Dire — Myths exist at every stage of trial practice
and nowhere are they more evident than in the jury selection process.
For example, many attorneys are convinced that if a prospective
juror relates a negative personal experience in front of the other
jurors, it will contaminate the pool and have a negative impact
on their client's case. Nothing could be further from the truth.
Just
because one juror describes a particularly negative experience
with his or her employer, landlord or insurance company does not
mean other potential jurors will be influenced by it. Considerable
research reinforces the common-sense notion that individuals are
influenced by their own experiences and attitudes and by those
of their parents, siblings, spouses and close friends. They will
not set aside their own lifetime of experiences and attitudes
in favor of those espoused during a stranger's two-minute anecdote
related from the jury box. A life-long Republican is not going
to switch party affiliations after hearing a fellow juror espouse
a liberal viewpoint, nor will a Catholic convert after hearing
a two-minute monologue on Judaism. People just don’t change
belief systems that easily.
The
same myth leads some litigators to believe that they have a genuine
opportunity during voir dire to convince potential jurors to change
long-held beliefs through the use of "conditioning"
and "educational" questions. Post-verdict interviews
indicate that jurors do not get conditioned or educated by these
types of questions. In fact, many of these questions are asked
in a leading fashion that begets rote, affirmative answers. When
interviewed afterwards, jurors state that they experience these
types of voir dire questions as insulting and an affront to their
common sense.
Along
the same lines, attorneys frequently try to get jurors to commit
to certain things during voir dire — for example, to keep
an open mind until the defense puts on its case, to follow the
judge's instructions, to bring in a verdict for the defense if
the plaintiff doesn't put on enough evidence to meet its burden
of proof. Virtually all jurors answer "yes" to these
questions, which they consider meaningless and promptly forget.
Meanwhile, the attorney has wasted valuable time that could be
better spent building rapport with the jurors and eliciting information
about their demographics, experiences and attitudes that will
result in the effective use of peremptory challenges. In fact,
by asking meaningless questions the attorney may squander his
or her chances of forming rapport with the juror and erode the
respect the juror initially accords the attorney.
Too
often attorneys focus their voir dire efforts on discerning which
jurors will be best for their case. The myth here is that the
purpose of jury selection is to search for and identify the most
favorable jurors, when in reality attorneys should think of jury
selection as jury "de-selection" and focus all their
efforts on ferreting out those jurors who need to be excused because
of experiences, attitudes and biases negative to the case. Once
counsel senses that a prospective juror is a keeper, he or she
should stop questioning immediately. The temptation to ask just
one more confirming question inevitably leads counsel to reveal
a "good" juror to the other side, resulting in a certain
challenge of that juror by opposing counsel. Let the other side
do their own work in jury selection.
Other
myths that frequently rear their ugly heads during jury selection
involve stereotypes of race, culture and class. For example, it
is widely believed that Asians are highly likely to vote defense
in civil cases, while African Americans are virtually always pro-plaintiff.
If this was ever the case, it is no longer. Each individual juror
must be looked as a unique person, taking into consideration their
demographics (including race and ethnicity), experiences, values
and attitudes.
While
it is true that many first-generation, older Asians, especially
those with educational backgrounds in finance, science and engineering,
tend to be pro-defense, it is equally true that third-generation,
highly assimilated Asians with degrees in psychology or art are
likely to be pro-plaintiff. At the same time, while most attorneys
rightfully view African-Americans as pro-plaintiff, a growing
number are actually socially liberal but fiscally conservative,
especially educated males. This type of juror looks much harder
at liability and damages than the stereotype assumes.
Another
stereotype that often leads attorneys astray during jury selection
is that of the "helping professional." Nurses and teachers
are often viewed as favorable plaintiff jurors because their jobs
call for them to be caring and supportive. However, experience
indicates that nurses who spend their days caring for the sick
and dying have often insulated themselves against suffering and
tend to vote for the defense. The same can be said for teachers
whose work focuses on applying rules and teaching responsibility
and accountability. Of course, while there are always particular
nurses or teachers who may be plaintiff-oriented, attorneys often
over-generalize these occupations to their detriment in jury selection.
Opening
Statements and Closing Arguments — No doubt the
most wide-spread myth in the trial attorney's repertoire is that
jurors make up their minds during opening statement whether they
will vote for the plaintiff or defense, the prosecution or the
defendant. This myth stemmed initially from a University of Chicago
study conducted in the 1950s, which indicated that jurors in criminal
cases made up their minds which way they were leaning during opening
statement before they actually heard any of the evidence.
Post-verdict
interviews, coupled with more recent studies, indicate that jurors
begin leaning towards one side or the other at some point during
the trial itself. In fact, in one study between 90 and 95 percent
of jurors reported that they made up their minds based on percipient
witness testimony and key documents. Experience shows this to
be true in nearly every case. Jurors withhold judgment until they
see and hear witness testimony; cases rise and fall on the basis
of witness credibility.
Although
research debunks the opening statement myth, this does not decrease
the value of opening statements. Clearly, this is the jurors'
first opportunity to hear about and, most importantly, begin to
develop an understanding of case facts, themes and theories. Opening
statements are important as a teaching device and can provide
a leg up to the attorney who is the better teacher.
The
importance of closing argument is another myth lawyers hold dear,
but research shows this is irrelevant to jurors’ decision-making
processes. In fact, in more than 2000 post-verdict interviews,
not one juror has stated that they made up their mind during closing
argument. As stated, the vast majority of jurors make up their
minds during the trial itself on the basis of witness testimony
and documents; the remainder reach their decisions in the jury
room after deliberating with their fellow jurors. Attorneys need
to understand, therefore, that by the time closing argument begins,
the horse is not only out of the barn but also in the next county.
For
jurors, the purpose of a closing argument is to summarize for
them the information and arguments they need to deliberate with
each other in the jury room. Themes and theories, on the other
hand, should be front loaded in the opening statement and reinforced
by witness testimony, where they have the best chance of shaping
jurors' perceptions of the case.
Many
attorneys also make the mistake of saving until closing argument
the glue that holds their facts together. This oversight is risky
because jurors, searching throughout the trial for connections,
will fill in any blanks the attorney leaves with their own assumptions,
misinformation and misapplied life experiences. By the time the
attorney connects the dots in closing argument, the juror is already
invested in his or her own interpretation of the facts and, therefore,
is resistant to changing it.
Witness
Testimony — The major myth in this area of trial
practice is that the witness who is conversant with his deposition
and has reviewed his testimony with counsel is well prepared to
take the stand. Nothing could be further from the truth. In addition
to the facts, witnesses have to be taught the nature of direct
and cross-examination and the psychological aspect of the testimony
"game." The witness who knows how to communicate effectively
during direct testimony and how to hold his or her own successfully
during cross-examination will be a much more effective witness.
Research has also demonstrated how jurors perceive, evaluate and
react to witnesses. Using this information, it is possible to
prepare witnesses so that jurors will respect, believe and identify
with them.
Some
lawyers, for example, don’t want witnesses to look at jurors
because they believe it is not important or makes jurors feel
uncomfortable. What researchers have learned is that jurors, like
everyone else, judge credibility by whether someone looks them
in the eye when conversing. When a witness consistently fails
to make eye contact, especially during direct testimony, jurors
have a hard time believing him or her. Jurors often read this
behavior as evasive, and in every case, it erodes the witness's
credibility.
Another
myth is that witnesses should not fight back during cross-examination
because they will be perceived as too argumentative. As long as
they are respectful of courtroom protocol, jurors admire and value
witnesses who are strong, stick up for themselves and don’t
let lawyers push them around. An effective witness must be able
to withstand the most rigorous cross-examination, since a bungled
performance on cross is the biggest single factor that causes
a witness to lose credibility with the jurors. On the simplest
level, jurors expect witnesses to answer the cross-examiner's
questions with a respectful "yes" or "no"
before they make their own points.
The
best way to prepare witnesses for cross-examination is to explain
to them how it differs from direct examination: that opposing
counsel is attempting to control them at all times; that they
have no intention of letting them tell their story, but will use
every technique at their command to use the witness to make their
case and establish their points. Witnesses must learn how to deal
with hostile questions, interruptions, abrupt changes of subject
and sarcasm by taking control of the cross-examination. After
all, there is no eleventh commandment that says, "thou shall
give up your personal power when you get on the witness stand."
Lawyers don’t need to be afraid to teach their witnesses
to be strong albeit respectful.
Trial
Techniques — Demonstrative evidence is another
area where misconceptions can wreak havoc. For example, too often
defense counsel are fearful that professionally prepared graphics
will make it look like the evil, large corporation spared no expense
to defeat the small business or individual. On the other hand,
plaintiff's counsel clings to its "little guy" approach
to graphics because they don't want to give up the underdog image.
The
reality is that jurors do not evaluate the merits of the case
based on the relative sophistication of the graphics. Today, jurors
from every walk of life are exposed to incredibly sophisticated
graphics — from Web sites to animated films and revolving
billboards. The only thing crude blowups accomplish is to make
the lawyer appear unprofessional. Creating graphics that educate
and persuade help jurors learn, remember and identify with the
client's case. They also enhance the juror’s perception
of the attorney as sophisticated and professional.
Many
lawyers believe strong testimony at day's or week's end will sink
in better and have a lingering effect on jurors until the next
court day. In reality, the minute court is dismissed, jurors begin
thinking about their commute and picking up the kids. They leave
the trial behind in the courtroom and truly don’t give it
another thought. Nor does the timing of testimony have any impact
on how jurors view cases as a whole. Most jurors are perceptive
enough to pick up the salient details of the case, regardless
of when they are presented.
An
allied myth is that jurors recall deposition testimony read into
the record or portions of videotape depositions played during
trial. Research shows that jurors’ attention spans and abilities
to focus on testimony of this kind are somewhere between six and
twelve minutes, after which time they start drifting in and out.
When presenting material of this type is necessary, make sure
to highlight in opening statement what the jurors should look
for and introduce the testimony when jurors are fresh and not
after lunch or at the end of a tedious day when their attention
will wander and the information won't stick.
Another
old saw is that over-objecting turns the jurors against the attorney
who makes the objections. In reality, except in the most extreme
cases, jurors become involved in the drama of the trial and simply
assume the objecting attorney is trying to stop something from
being said. In fact, jurors may even view the objecting attorney
as the one who is trying to keep the record straight.
A
few other misconceptions that some attorneys fall prey to and
should be eliminated include:
Establishing
the same facts a dozen times will cement them in the jurors' minds.
In reality, jurors detest what they consider to be the endless
repetition in which lawyers engage. As they often put it in post-verdict
interviews, "that attorney must have thought we were really
stupid!"
Jury
instructions will supercede jurors’ logic and overcome common
sense reactions. Actually jurors will not go outside their own
logic to follow instructions. Instead, they will often rationalize
their logic to make fit within the jury instructions but still
reach what they consider to be a fair and equitable result.
Sometimes
attorneys think they can make points with the jurors by making
gratuitous gestures and communicating their feelings about a witness
or a judge's ruling by rolling their eyes or throwing up their
hands. In reality, jurors view this behavior as unprofessional
and it diminishes their respect for the attorney.
If
the plaintiff is a minority or a woman, it is important for the
defense to have a minority or a woman on their trial team. If
that lawyer is an integral part of the team and plays a real role
in the trial, the jurors will appreciate their professional talents.
But they won't find the defense's case any more meritorious than
they would otherwise. On the other hand, if the minority or woman
lawyer appears to be window-dressing, their presence at counsel
table will backfire because jurors will see through the ploy and
find it offensive.
Trial
attorneys need to watch out for jury lore disguised as jury wisdom.
The assumptions contained in platitudes of uncertain origin should
be rigorously questioned and routinely discarded in favor of scientific
jury research. The best trial preparation decisions are based
on what jurors actually think, not on what attorneys think jurors
think.
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